In accordance with regulations, Cleary Gull has developed a business continuity plan that is intended to permit us to continue, or quickly recover and resume, critical business operations during natural disasters, power outages, or other significant events. While there can be no assurance that service will continue without interruption in all circumstances, our plan does address the actions that we will take in the event that there is a significant business disruption. Our plan addresses: data backup and recovery; mission critical systems; financial and operational assessments; alternative communications with customers, employees, and regulators; alternate physical location of employees; critical supplier, contractor, bank and counter-party impact; regulatory reporting; assuring clients’ prompt access to their funds and securities if we are unable to continue our business; and any entities the firm may rely on for certain procedures and/or mission critical systems.
Because our plan contains details of a confidential and proprietary nature, it is not distributed to the public.
Contacting Us: In the event of a significant business disruption, you can obtain up-to-date information regarding the operating status of our firm on our website at www.clearygull.com. In the event you cannot contact us or obtain up-to-date information from our website, you should contact your account custodian who will assist you in accessing your funds and securities and/or processing account transactions.